-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MJDr5QowFjCBPBBKYUkfsNoCSlsxakorADsGSnL6YChsROspBZ4TM7qztkl3oZ2m ybN+yS1v0n3n4/xhUN69YQ== 0000950144-97-001319.txt : 19970222 0000950144-97-001319.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950144-97-001319 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARAUSTAR INDUSTRIES INC CENTRAL INDEX KEY: 0000825692 STANDARD INDUSTRIAL CLASSIFICATION: PAPERBOARD MILLS [2631] IRS NUMBER: 581388387 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43577 FILM NUMBER: 97532401 BUSINESS ADDRESS: STREET 1: P O BOX 115 CITY: AUSTELL STATE: GA ZIP: 30001 BUSINESS PHONE: 7709483101 MAIL ADDRESS: STREET 1: P O BOX 115 CITY: AUSTELL STATE: GA ZIP: 30001 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FORREST MAXINE FRANCIS CENTRAL INDEX KEY: 0000901588 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3100 WASHINGTON STREET CITY: AUSTELL STATE: GA ZIP: 30001 BUSINESS PHONE: 7709483101 MAIL ADDRESS: STREET 1: 3100 WASHINGTON STREET CITY: AUSTELL STATE: GA ZIP: 30001 SC 13G/A 1 CARAUSTAR/MAXINE FRANCIS FORREST 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4 ) Caraustar Industries, Inc. ----------------------------------------- (Name of Issuer) Common Shares ----------------------------------------- (Title of Class of Securities) 140909102 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 140909102 SCHEDULE 13G PAGE 2 OF 5 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Maxine Francis Forrest --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 1,462,546 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER OWNED BY 431,279 EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER PERSON WITH 1,462,546 -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER 431,279 -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,893,825 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ XX ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.6 --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 2 OF 5 PAGES ----- ----- 3 ITEM A. Caraustar Industries, Inc. B. 3100 Washington Street Charlotte, North Carolina 30001. ITEM I. A. Maxine Francis Forrest. B. 216 Vauxhall Drive Shelby, North Carolina 28150. C. United States. D. Common Shares. E. 140909102. ITEM II. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B), OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: Not applicable. ITEM III. OWNERSHIP. The following information is as of December 31, 1996: A. 1,893,825 shares.(1) B. 7.6%. C. (i) 1,462,546 shares.(2) - -------- (1) Includes 71,279 shares held of record by the reporting person's spouse, 18,870 shares held by the reporting person as custodian for the reporting person's minor children, 446,564 shares held by the reporting person as trustee for the benefit of for the reporting person's minor children, 450,728 shares held by the reporting person as trustee for the benefit of a minor nephew and niece of the reporting person, 142,438 shares held by the reporting person for the benefit of the reporting person as trustee under an agreement with the reporting person's mother and 360,000 shares held by The Edward C. Giles Foundation, of which the reporting person is President and a Director. Pursuant to Rule 13d-4, the filing of this statement shall not be construed as an admission that the reporting person is, or was, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any of these shares. (2) Includes 18,870 shares held by the reporting person as custodian for the reporting person's minor children, 446,564 shares held by the reporting person as trustee for the benefit of for the reporting person's minor children, (continued) 4 Page 4 of 5 pages (ii) 431,279 shares.(3) (iii) 1,462,546 shares.(2) (iv) 431,279 shares.(3) ITEM IV. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM V. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable. ITEM VI. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable. ITEM VII. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM VIII. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM IX. CERTIFICATION. Not applicable. - -------- 450,728 shares held by the reporting person as trustee for the benefit of a minor nephew and niece of the reporting person and 142,438 shares held by the reporting person for the benefit of the reporting person as trustee under an agreement with the reporting person's mother. Pursuant to Rule 13d-4, the filing of this statement shall not be construed as an admission that the reporting person is, or was, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any of these shares. (3) Includes 71,279 shares held of record by the reporting person's spouse and 360,000 shares held by the Edward C. Giles Foundation, of which the reporting person is President and a Director. Pursuant to Rule 13d-4, the filing of this statement shall not be construed as an admission that the reporting person is, or was, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, the beneficial owner of any of these shares. 5 Page 5 of 5 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1997 -------------------------- Date /s/ Maxine Francis Forrest -------------------------- Signature Maxine Francis Forrest -------------------------- -----END PRIVACY-ENHANCED MESSAGE-----